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Chad Matthew Smith

S & P FINANCIAL, INC.·ASHLAND, Oregon
SIE, Series 6, Series 7, Series 24, Series 63, Series 66CFPClean record21 years registeredS & P FINANCIAL, INC.
241 MAPLE STREET, ASHLAND, OR 97520CRD# 2702144Firm CRD# 139358

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Chad Matthew Smith · ASHLAND, OR
Registration
CRD #2702144 · S & P FINANCIAL, INC. · 21 years registered
Brand Profile
Not yet started
01

Career History

RETIREMENT PLANNING SPECIALISTS, INC.
Sep 2019 – present
OREGON PACIFIC FINANCIAL ADVISORS INC
Dec 2004 – Sep 2006
ASHLAND, OR
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 63
Series 66
Registration record
First registered · December 6, 2004
Years registered · 21
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
S & P FINANCIAL, INC.
CRD 139358 · SEC 801-66205
AUM
$268M
Regulatory assets under management
Employees
2
1,366 client accounts
Services offered by S & P FINANCIAL, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at S & P FINANCIAL, INC. →
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05

Frequently Asked Questions

What services does Chad Matthew Smith offer?
Chad Matthew Smith specializes in Financial Planning, Investment Management. Contact their office in ASHLAND, Oregon for a consultation.
What are Chad Matthew Smith's credentials?
Chad Matthew Smith holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Chad Matthew Smith located?
Chad Matthew Smith is based in ASHLAND, Oregon, working with S & P FINANCIAL, INC.. Their office serves clients in the ASHLAND metropolitan area and surrounding communities.
How does Chad Matthew Smith charge for services?
Chad Matthew Smith's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is S & P FINANCIAL, INC.?
S & P FINANCIAL, INC. has approximately 2 employees and manages $268M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at S & P FINANCIAL, INC.

Thomas Benson Gau
ASHLAND, OR
Christopher Patterson
ASHLAND, OR

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Research
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