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Stephen Wayne Nichols

BOSC, INC.·TULSA, Oklahoma
Unclaimed Profile
ONE WILLIAMS CENTER, TULSA, OK 74172CRD# 1652994Firm CRD# 17530
01

About

Stephen Wayne Nichols is a registered financial advisor based in TULSA, Oklahoma, affiliated with BOSC, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
BOK FINANCIAL SECURITIES, INC.
BOK FINANCIAL ADVISORS
AUM
$738M
Regulatory assets under management
Employees
165
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 1652994
Firm CRD# 17530
5 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephen Wayne Nichols offer?
Stephen Wayne Nichols specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in TULSA, Oklahoma for a consultation.
What are Stephen Wayne Nichols's credentials?
Stephen Wayne Nichols is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Wayne Nichols located?
Stephen Wayne Nichols is based in TULSA, Oklahoma, working with BOSC, INC.. Their office serves clients in the TULSA metropolitan area and surrounding communities.
How does Stephen Wayne Nichols charge for services?
Stephen Wayne Nichols's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BOSC, INC.?
BOSC, INC. has approximately 165 employees and manages $738M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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