Unclaimed Profile

John Neill Waldo

BOK FINANCIAL SECURITIES, INC.·TULSA, Oklahoma

SIE, Series 7, Series 24, Series 27, Series 50, Series 53, Series 63Clean record27 years registeredBOK FINANCIAL SECURITIES, INC.

ONE WILLIAMS CENTER, TULSA, OK 74172CRD# 1633222Firm CRD# 17530

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Neill Waldo · TULSA, OK

Registration

CRD #1633222 · BOK FINANCIAL SECURITIES, INC. · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BOK FINANCIAL SECURITIES, INC.

BOK FINANCIAL ADVISORS

Oct 1998 – Jul 2018

Oklahoma City, OK

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 50

Series 53

Series 63

Registration record

First registered · October 27, 1998

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BOK FINANCIAL SECURITIES, INC.

CRD 17530 · SEC 801-53600

AUM

$738M

Regulatory assets under management

Employees

165

3,101 client accounts

Services offered by BOK FINANCIAL SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BOK FINANCIAL SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does John Neill Waldo offer?

John Neill Waldo specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are John Neill Waldo's credentials?

John Neill Waldo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Neill Waldo located?

John Neill Waldo is based in TULSA, Oklahoma, last registered with BOK FINANCIAL SECURITIES, INC..

How does John Neill Waldo charge for services?

John Neill Waldo's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BOK FINANCIAL SECURITIES, INC.?

BOK FINANCIAL SECURITIES, INC. has approximately 165 employees and manages $738M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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