Unclaimed Profile

Gary Lee Yeck

COWA, LLC·TULSA, Oklahoma

SIE, Series 1, Series 8, Series 63, Series 65Clean record35 years registeredCOWA, LLC

8801 SOUTH YALE AVENUE, TULSA, OK 74137CRD# 474345Firm CRD# 297180

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gary Lee Yeck · TULSA, OK

Registration

CRD #474345 · COWA, LLC · 35 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COWA, LLC

COUNCIL OAK WEALTH ADVISORS

Nov 2018 – Apr 2020

TULSA, OK

UBS FINANCIAL SERVICES INC.

Jan 2009 – Nov 2018

TULSA, OK

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 1991 – Jan 2009

TULSA, OK

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 8

Series 63

Series 65

Registration record

First registered · June 7, 1991

Years registered · 35

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COWA, LLC

CRD 297180 · SEC 801-113403

AUM

$391M

Regulatory assets under management

Employees

886 client accounts

Services offered by COWA, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COWA, LLC →

Introduction

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Frequently Asked Questions

What services does Gary Lee Yeck offer?

Gary Lee Yeck specializes in Financial Planning, Investment Management, Wealth Management.

What are Gary Lee Yeck's credentials?

Gary Lee Yeck is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gary Lee Yeck located?

Gary Lee Yeck is based in TULSA, Oklahoma, last registered with COWA, LLC.

How does Gary Lee Yeck charge for services?

Gary Lee Yeck's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COWA, LLC?

COWA, LLC has approximately 8 employees and manages $391M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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