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Christopher Richard Walters

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.·TULSA, Oklahoma
Clean recordPRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.
1924 S. UTICA, TULSA, OK 74104CRD# 7890403Firm CRD# 115220

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Christopher Richard Walters · TULSA, OK
Registration
CRD #7890403 · PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Christopher Richard Walters is a registered financial advisor based in TULSA, Oklahoma, affiliated with PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.
AUM
$826M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. →
Services
Pension consulting
Other
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 7890403
Firm CRD# 115220
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Christopher Richard Walters offer?
Christopher Richard Walters specializes in Retirement Planning. Contact their office in TULSA, Oklahoma for a consultation.
What are Christopher Richard Walters's credentials?
Christopher Richard Walters is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Christopher Richard Walters located?
Christopher Richard Walters is based in TULSA, Oklahoma, working with PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.. Their office serves clients in the TULSA metropolitan area and surrounding communities.
How does Christopher Richard Walters charge for services?
Christopher Richard Walters's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.?
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. has approximately 6 employees and manages $826M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

Jeffrey David Watkins
TULSA, OK
Matthew Nicholas Dunham
TULSA, OK
Jana James Frohlich
TULSA, OK
Phil Frohlich
TULSA, OK
Dennis Ronald Nickel
TULSA, OK
Lee Warren Brewer
TULSA, OK

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Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Oklahoma
OKLAHOMA CITY (232)BARTLESVILLE (28)EDMOND (25)DURANT (6)ARDMORE (5)BETHANY (4)PONCA CITY (4)CLINTON (3)GROVE (2)STILLWATER (1)
City Guides
OKLAHOMA CITY GuideBARTLESVILLE GuideEDMOND GuideDURANT GuideARDMORE Guide
Research
Advisor Fees in OklahomaNational Fee Analysis
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