Unclaimed Profile

Phil Frohlich

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.·TULSA, Oklahoma

Series 65Clean record24 years registeredPRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

1924 S. UTICA, TULSA, OK 74104CRD# 4552964Firm CRD# 115220

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Phil Frohlich · TULSA, OK

Registration

CRD #4552964 · PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

Jan 2002 – Nov 2025

TULSA, OK

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 14, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

CRD 115220 · SEC 801-60650

AUM

$826M

Regulatory assets under management

Employees

5 client accounts

Services offered by PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

Per Form ADV

Pension consulting

Other

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. →

Introduction

Speak with Phil

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Phil is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in TULSA?

Browse all registered financial advisors in TULSA, Oklahoma or claim this profile if it's yours.

Browse TULSA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Phil Frohlich offer?

Phil Frohlich specializes in Retirement Planning.

What are Phil Frohlich's credentials?

Phil Frohlich is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Phil Frohlich located?

Phil Frohlich is based in TULSA, Oklahoma, last registered with PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C..

How does Phil Frohlich charge for services?

Phil Frohlich's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.?

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. has approximately 6 employees and manages $826M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →