Unclaimed Profile

Phil Frohlich

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.·TULSA, Oklahoma

Clean recordPRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

1924 S. UTICA, TULSA, OK 74104CRD# 4552964Firm CRD# 115220

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Phil Frohlich · TULSA, OK

Registration

CRD #4552964 · PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Phil Frohlich is a registered financial advisor based in TULSA, Oklahoma, affiliated with PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

AUM

$826M

Regulatory assets under management

Employees

Total firm employees

View all advisors at PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. →

Services

Pension consulting

Other

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 4552964

Firm CRD# 115220

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Frequently Asked Questions

What services does Phil Frohlich offer?

Phil Frohlich specializes in Retirement Planning. Contact their office in TULSA, Oklahoma for a consultation.

What are Phil Frohlich's credentials?

Phil Frohlich is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Phil Frohlich located?

Phil Frohlich is based in TULSA, Oklahoma, working with PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.. Their office serves clients in the TULSA metropolitan area and surrounding communities.

How does Phil Frohlich charge for services?

Phil Frohlich's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.?

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. has approximately 6 employees and manages $826M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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