Unclaimed Profile

Matthew Nicholas Dunham

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.·TULSA, Oklahoma

Series 7, Series 63, Series 65, Series 86, Series 87Clean record3 years registeredPRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

1924 S. UTICA, TULSA, OK 74104CRD# 4707788Firm CRD# 115220

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew Nicholas Dunham · TULSA, OK

Registration

CRD #4707788 · PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. · 3 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

May 2023 – Nov 2025

TULSA, OK

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Series 86

Series 87

Registration record

First registered · May 1, 2023

Years registered · 3

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

CRD 115220 · SEC 801-60650

AUM

$826M

Regulatory assets under management

Employees

5 client accounts

Services offered by PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

Per Form ADV

Pension consulting

Other

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. →

Introduction

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Frequently Asked Questions

What services does Matthew Nicholas Dunham offer?

Matthew Nicholas Dunham specializes in Retirement Planning.

What are Matthew Nicholas Dunham's credentials?

Matthew Nicholas Dunham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew Nicholas Dunham located?

Matthew Nicholas Dunham is based in TULSA, Oklahoma, last registered with PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C..

How does Matthew Nicholas Dunham charge for services?

Matthew Nicholas Dunham's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.?

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. has approximately 6 employees and manages $826M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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