Unclaimed Profile

Karen Le'ellen Coker

PHILLIPS CAPITAL ADVISORS, INC.·OKLAHOMA CITY, Oklahoma

SIE, Series 4, Series 7, Series 24, Series 51, Series 63, Series 65, Series 99TO21 years registeredPHILLIPS CAPITAL ADVISORS, INC.

3401 NW 63RD ST. STE 500, OKLAHOMA CITY, OK 73116CRD# 2731928Firm CRD# 115758

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Le'ellen Coker · OKLAHOMA CITY, OK

Registration

CRD #2731928 · PHILLIPS CAPITAL ADVISORS, INC. · 21 years registered

Brand Profile

Not yet started

Career History

BLACKRIDGE ASSET MANAGEMENT, LLC

Feb 2025 – present

PEAK BROKERAGE SERVICES, LLC

Feb 2025 – present

THURSTON SPRINGER ADVISORS

Jul 2024 – present

PHILLIPS CAPITAL ADVISORS, INC.

Dec 2012 – Jun 2024

OKLAHOMA CITY, OK

GEARY ADVISORS, LLC

Aug 2008 – Dec 2010

OKLAHOMA CITY, OK

GEARY SECURITIES INC.

Aug 2004 – Jul 2010

OKLAHOMA CITY, OK

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 51

Series 63

Series 65

Series 99TO

Registration record

First registered · August 20, 2004

Years registered · 21

Disclosure History

2004Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PHILLIPS CAPITAL ADVISORS, INC.

CRD 115758 · SEC 801-66961

AUM

$589M

Regulatory assets under management

Employees

646 client accounts

Services offered by PHILLIPS CAPITAL ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PHILLIPS CAPITAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Karen Le'ellen Coker offer?

Karen Le'ellen Coker specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in OKLAHOMA CITY, Oklahoma for a consultation.

What are Karen Le'ellen Coker's credentials?

Karen Le'ellen Coker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen Le'ellen Coker located?

Karen Le'ellen Coker is based in OKLAHOMA CITY, Oklahoma, working with PHILLIPS CAPITAL ADVISORS, INC.. Their office serves clients in the OKLAHOMA CITY metropolitan area and surrounding communities.

How does Karen Le'ellen Coker charge for services?

Karen Le'ellen Coker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PHILLIPS CAPITAL ADVISORS, INC.?

PHILLIPS CAPITAL ADVISORS, INC. has approximately 17 employees and manages $589M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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