Unclaimed Profile

Kimberly Ellen Arthur

VISTA INVESTMENT PARTNERS LLC·OKLAHOMA CITY, Oklahoma

SIE, Series 7, Series 7TO, Series 31, Series 6623 years registeredVISTA INVESTMENT PARTNERS LLC

5601 NORTH CLASSEN BOULEVARD, OKLAHOMA CITY, OK 73118CRD# 4391863Firm CRD# 286014

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kimberly Ellen Arthur · OKLAHOMA CITY, OK

Registration

CRD #4391863 · VISTA INVESTMENT PARTNERS LLC · 23 years registered

Brand Profile

Not yet started

Career History

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

Nov 2025 – present

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Feb 2025 – present

XO WEALTH MANAGEMENT

Jan 2025 – Feb 2025

DALLAS, TX

XO WEALTH MANAGEMENT

Mar 2024 – Dec 2024

DALLAS, TX

VISTA INVESTMENT PARTNERS LLC

Mar 2017 – Feb 2024

OKLAHOMA CITY, OK

RAYMOND JAMES & ASSOCIATES, INC.

Jan 2015 – Dec 2016

OKLAHOMA CITY, OK

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Aug 2010 – Oct 2013

PLANO, TX

FIRST SOUTHWEST ASSET MANAGEMENT INC

Dec 2008 – Jul 2010

DALLAS, TX

MORGAN STANLEY & CO. INCORPORATED

May 2008 – Sep 2008

SAN ANTONIO, TX

CITIGROUP GLOBAL MARKETS INC.

Aug 2002 – Apr 2008

SAN ANTONIO, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 31

Series 66

Registration record

First registered · August 29, 2002

Years registered · 23

Disclosure History

2013Judgment / Lien

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

VISTA INVESTMENT PARTNERS LLC

CRD 286014 · SEC 801-108779

AUM

$475M

Regulatory assets under management

Employees

1,476 client accounts

Services offered by VISTA INVESTMENT PARTNERS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VISTA INVESTMENT PARTNERS LLC →

Introduction

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Frequently Asked Questions

What services does Kimberly Ellen Arthur offer?

Kimberly Ellen Arthur specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in OKLAHOMA CITY, Oklahoma for a consultation.

What are Kimberly Ellen Arthur's credentials?

Kimberly Ellen Arthur is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kimberly Ellen Arthur located?

Kimberly Ellen Arthur is based in OKLAHOMA CITY, Oklahoma, working with VISTA INVESTMENT PARTNERS LLC. Their office serves clients in the OKLAHOMA CITY metropolitan area and surrounding communities.

How does Kimberly Ellen Arthur charge for services?

Kimberly Ellen Arthur's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VISTA INVESTMENT PARTNERS LLC?

VISTA INVESTMENT PARTNERS LLC has approximately 8 employees and manages $475M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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