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Robert Law Griffith

EXCHANGE TRADED CONCEPTS, LLC·OKLAHOMA CITY, Oklahoma
Clean recordEXCHANGE TRADED CONCEPTS, LLC
10900 HEFNER POINTE DRIVE, OKLAHOMA CITY, OK 73120CRD# 5773695Firm CRD# 151197

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert Law Griffith · OKLAHOMA CITY, OK
Registration
CRD #5773695 · EXCHANGE TRADED CONCEPTS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Robert Law Griffith is a registered financial advisor based in OKLAHOMA CITY, Oklahoma, affiliated with EXCHANGE TRADED CONCEPTS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Institutional Investors
Introduction

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03

Firm Overview

Firm
EXCHANGE TRADED CONCEPTS, LLC
EXCHANGE TRADED CONCEPTS, LLC
AUM
$5.5B
Regulatory assets under management
Employees
15
Total firm employees
Services
Portfolio management (pooled investments)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 5773695
Firm CRD# 151197
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Robert Law Griffith offer?
Robert Law Griffith specializes in Investment Management. Contact their office in OKLAHOMA CITY, Oklahoma for a consultation.
What are Robert Law Griffith's credentials?
Robert Law Griffith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert Law Griffith located?
Robert Law Griffith is based in OKLAHOMA CITY, Oklahoma, working with EXCHANGE TRADED CONCEPTS, LLC. Their office serves clients in the OKLAHOMA CITY metropolitan area and surrounding communities.
How does Robert Law Griffith charge for services?
Robert Law Griffith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is EXCHANGE TRADED CONCEPTS, LLC?
EXCHANGE TRADED CONCEPTS, LLC has approximately 15 employees and manages $5.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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