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EXCHANGE TRADED CONCEPTS, LLC
EXCHANGE TRADED CONCEPTS, LLC
OKLAHOMA CITY, Oklahoma
·
13 registered advisors
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CRD# 151197
SEC# 801-70485
1
405-778-8377
01
Firm Overview
AUM
$5.5B
Regulatory assets under management
Employees
15
Total firm employees
Advisors
13
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (pooled investments)
Security ratings or pricing services
Compensation
Percentage of AUM
Subscription fees
03
Specialties
Investment Management
04
Advisors at EXCHANGE TRADED CONCEPTS, LLC
13 registered advisors
Abigail Lynn Bertumen
OKLAHOMA CITY, Oklahoma
CRD# 4745844
Andrew Paul Serowik
OKLAHOMA CITY, Oklahoma
CRD# 2749364
David Wesley Mills
OKLAHOMA CITY, Oklahoma
CRD# 7239414
Dennis Paul Lowenfels
OKLAHOMA CITY, Oklahoma
CRD# 4030379
James Garrett Stevens
OKLAHOMA CITY, Oklahoma
CRD# 4428134
James Johnston Baker
OKLAHOMA CITY, Oklahoma
CRD# 1054073
Maureen Ann Sherry
OKLAHOMA CITY, Oklahoma
CRD# 1803224
Michael Everett Woodard
EDMOND, Oklahoma
CRD# 2319419
Randal Kyle Taylor
OKLAHOMA CITY, Oklahoma
CRD# 7729296
Richard Malinowski
OKLAHOMA CITY, Oklahoma
CRD# 6105310
Richard Robert Hogan
OKLAHOMA CITY, Oklahoma
CRD# 1224923
Robert Law Griffith
OKLAHOMA CITY, Oklahoma
CRD# 5773695
Todd Alan Stuart
OKLAHOMA CITY, Oklahoma
CRD# 2317972
05
Office Locations
OKLAHOMA CITY, Oklahoma
12 advisors
EDMOND, Oklahoma
1 advisor
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Data sourced from SEC Form ADV filings. EXCHANGE TRADED CONCEPTS, LLC (CRD# 151197) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.