Unclaimed Profile

Michael James Lorenzen

LIG CAPITAL MANAGEMENT, LLC·OKLAHOMA CITY, Oklahoma

Series 7, Series 8, Series 63, Series 6528 years registeredLIG CAPITAL MANAGEMENT, LLC

3503 N.W. 63RD STREET, OKLAHOMA CITY, OK 73116-2203CRD# 1018849Firm CRD# 130489

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael James Lorenzen · OKLAHOMA CITY, OK

Registration

CRD #1018849 · LIG CAPITAL MANAGEMENT, LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LIG CAPITAL MANAGEMENT, LLC

LIG CAPITAL MANAGEMENT, LLC

Aug 2004 – Dec 2024

OKLAHOMA CITY, OK

PHILLIPS CAPITAL ADVISORS, INC.

Oct 2003 – Jan 2007

OKLAHOMA CITY, OK

WACHOVIA SECURITIES, LLC

Jul 1998 – Nov 2003

OKLAHOMA CITY, OK

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · July 23, 1998

Years registered · 28

Disclosure History

1993Customer Dispute·Settled

1990Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LIG CAPITAL MANAGEMENT, LLC

CRD 130489 · SEC 801-125846

AUM

$149M

Regulatory assets under management

Employees

625 client accounts

Services offered by LIG CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at LIG CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Michael James Lorenzen offer?

Michael James Lorenzen specializes in Investment Management.

What are Michael James Lorenzen's credentials?

Michael James Lorenzen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael James Lorenzen located?

Michael James Lorenzen is based in OKLAHOMA CITY, Oklahoma, last registered with LIG CAPITAL MANAGEMENT, LLC.

How does Michael James Lorenzen charge for services?

Michael James Lorenzen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LIG CAPITAL MANAGEMENT, LLC?

LIG CAPITAL MANAGEMENT, LLC has approximately 4 employees and manages $149M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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