Unclaimed Profile

Chris James Lorenzen

LIG CAPITAL MANAGEMENT, LLC·OKLAHOMA CITY, Oklahoma

Series 7, Series 63, Series 65Clean record25 years registeredLIG CAPITAL MANAGEMENT, LLC

3503 N.W. 63RD STREET, OKLAHOMA CITY, OK 73116-2203CRD# 4154864Firm CRD# 130489

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Chris James Lorenzen · OKLAHOMA CITY, OK

Registration

CRD #4154864 · LIG CAPITAL MANAGEMENT, LLC · 25 years registered

Brand Profile

Not yet started

Career History

LIG CAPITAL MANAGEMENT, LLC

Aug 2004 – present

COMPASS WEALTH MANAGEMENT, LLC

Apr 2007 – Dec 2010

OKLAHOMA CITY, OK

PHILLIPS SECURITIES

Oct 2003 – Dec 2004

OKLAHOMA CITY, OK

WACHOVIA SECURITIES, LLC

Sep 2000 – Nov 2003

OKLAHOMA CITY, OK

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · September 19, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LIG CAPITAL MANAGEMENT, LLC

CRD 130489 · SEC 801-125846

AUM

$149M

Regulatory assets under management

Employees

625 client accounts

Services offered by LIG CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at LIG CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Chris James Lorenzen offer?

Chris James Lorenzen specializes in Investment Management. Contact their office in OKLAHOMA CITY, Oklahoma for a consultation.

What are Chris James Lorenzen's credentials?

Chris James Lorenzen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Chris James Lorenzen located?

Chris James Lorenzen is based in OKLAHOMA CITY, Oklahoma, working with LIG CAPITAL MANAGEMENT, LLC. Their office serves clients in the OKLAHOMA CITY metropolitan area and surrounding communities.

How does Chris James Lorenzen charge for services?

Chris James Lorenzen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LIG CAPITAL MANAGEMENT, LLC?

LIG CAPITAL MANAGEMENT, LLC has approximately 4 employees and manages $149M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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