Unclaimed Profile

Stephen J Pinter

JPS FINANCIAL, LLC·WESTLAKE, Ohio

Series 7, Series 63Clean record20 years registeredJPS FINANCIAL, LLC

2001 CROCKER ROAD, WESTLAKE, OH 44145CRD# 5084697Firm CRD# 169208

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen J Pinter · WESTLAKE, OH

Registration

CRD #5084697 · JPS FINANCIAL, LLC · 20 years registered

Brand Profile

Not yet started

Career History

JPS FINANCIAL, LLC

Jan 2014 – present

PRINCOR FINANCIAL SERVICES CORPORATION

May 2006 – Jan 2014

WESTLAKE, OH

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · May 5, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JPS FINANCIAL, LLC

CRD 169208 · SEC 801-78803

AUM

$286M

Regulatory assets under management

Employees

726 client accounts

Services offered by JPS FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at JPS FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen J Pinter offer?

Stephen J Pinter specializes in Financial Planning, Investment Management. Contact their office in WESTLAKE, Ohio for a consultation.

What are Stephen J Pinter's credentials?

Stephen J Pinter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen J Pinter located?

Stephen J Pinter is based in WESTLAKE, Ohio, working with JPS FINANCIAL, LLC. Their office serves clients in the WESTLAKE metropolitan area and surrounding communities.

How does Stephen J Pinter charge for services?

Stephen J Pinter's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JPS FINANCIAL, LLC?

JPS FINANCIAL, LLC has approximately 4 employees and manages $286M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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