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John William Pinter

JPS FINANCIAL, LLC·WESTLAKE, Ohio
Series 1, Series 63, Series 65Clean record23 years registeredJPS FINANCIAL, LLC
2001 CROCKER ROAD, WESTLAKE, OH 44145CRD# 363878Firm CRD# 169208

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John William Pinter · WESTLAKE, OH
Registration
CRD #363878 · JPS FINANCIAL, LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

JPS FINANCIAL, LLC
Jan 2014 – present
PRINCOR FINANCIAL SERVICES CORPORATION
Jan 2003 – Jan 2014
WESTLAKE, OH
02

Registrations & Exams

FINRA examinations passed
Series 1
Series 63
Series 65
Registration record
First registered · January 30, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
JPS FINANCIAL, LLC
CRD 169208 · SEC 801-78803
AUM
$286M
Regulatory assets under management
Employees
4
726 client accounts
Services offered by JPS FINANCIAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at JPS FINANCIAL, LLC →
Introduction

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05

Frequently Asked Questions

What services does John William Pinter offer?
John William Pinter specializes in Financial Planning, Investment Management. Contact their office in WESTLAKE, Ohio for a consultation.
What are John William Pinter's credentials?
John William Pinter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John William Pinter located?
John William Pinter is based in WESTLAKE, Ohio, working with JPS FINANCIAL, LLC. Their office serves clients in the WESTLAKE metropolitan area and surrounding communities.
How does John William Pinter charge for services?
John William Pinter's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is JPS FINANCIAL, LLC?
JPS FINANCIAL, LLC has approximately 4 employees and manages $286M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at JPS FINANCIAL, LLC

Gregory M Pinter
WESTLAKE, OH
CFPCFA
Stephen J Pinter
WESTLAKE, OH

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