Unclaimed Profile

Philip Hunter Bervig

TCP ASSET MANAGEMENT, LLC·UPPER ARLINGTON, Ohio

SIE, Series 6, Series 7, Series 63, Series 65Clean record16 years registeredTCP ASSET MANAGEMENT, LLC

5000 HORIZONS DRIVE, UPPER ARLINGTON, OH 43220CRD# 5081514Firm CRD# 286037

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Philip Hunter Bervig · UPPER ARLINGTON, OH

Registration

CRD #5081514 · TCP ASSET MANAGEMENT, LLC · 16 years registered

Brand Profile

Not yet started

Career History

TCP ASSET MANAGEMENT, LLC

Nov 2017 – present

FIVE PEAKS FINANCIAL CONSULTING, INC.

Apr 2024 – Dec 2024

PHOENIX, AZ

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

May 2022 – Dec 2023

PHOENIX, AZ

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Feb 2015 – Dec 2017

PHOENIX, AZ

CONSCIENT CAPITAL, LLC

Mar 2010 – Jan 2015

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · March 25, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TCP ASSET MANAGEMENT, LLC

CRD 286037 · SEC 801-108836

AUM

$642M

Regulatory assets under management

Employees

3,634 client accounts

Services offered by TCP ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TCP ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Philip Hunter Bervig offer?

Philip Hunter Bervig specializes in Financial Planning, Investment Management. Contact their office in UPPER ARLINGTON, Ohio for a consultation.

What are Philip Hunter Bervig's credentials?

Philip Hunter Bervig is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Philip Hunter Bervig located?

Philip Hunter Bervig is based in UPPER ARLINGTON, Ohio, working with TCP ASSET MANAGEMENT, LLC. Their office serves clients in the UPPER ARLINGTON metropolitan area and surrounding communities.

How does Philip Hunter Bervig charge for services?

Philip Hunter Bervig's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor's fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TCP ASSET MANAGEMENT, LLC?

TCP ASSET MANAGEMENT, LLC has approximately 35 employees and manages $642M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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