Unclaimed Profile

Branda Rhae Allen

TCP ASSET MANAGEMENT, LLC·UPPER ARLINGTON, Ohio

SIE, Series 6, Series 6TO, Series 7, Series 24, Series 63, Series 6617 years registeredTCP ASSET MANAGEMENT, LLC

5000 HORIZONS DRIVE, UPPER ARLINGTON, OH 43220CRD# 4577515Firm CRD# 286037

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Branda Rhae Allen · UPPER ARLINGTON, OH

Registration

CRD #4577515 · TCP ASSET MANAGEMENT, LLC · 17 years registered

Brand Profile

Not yet started

Career History

TCP ASSET MANAGEMENT, LLC

Jan 2017 – present

TRENDENCY CAPITAL MANAGEMENT, LLC

Jul 2016 – Jan 2017

COLUMBUS, OH

CLEARVIEW ASSET MANAGEMENT

Mar 2009 – Nov 2014

WORTHINGTON, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 6TO

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · March 2, 2009

Years registered · 17

Disclosure History

2016Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TCP ASSET MANAGEMENT, LLC

CRD 286037 · SEC 801-108836

AUM

$642M

Regulatory assets under management

Employees

3,634 client accounts

Services offered by TCP ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TCP ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Branda Rhae Allen offer?

Branda Rhae Allen specializes in Financial Planning, Investment Management. Contact their office in UPPER ARLINGTON, Ohio for a consultation.

What are Branda Rhae Allen's credentials?

Branda Rhae Allen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Branda Rhae Allen located?

Branda Rhae Allen is based in UPPER ARLINGTON, Ohio, working with TCP ASSET MANAGEMENT, LLC. Their office serves clients in the UPPER ARLINGTON metropolitan area and surrounding communities.

How does Branda Rhae Allen charge for services?

Branda Rhae Allen's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor's fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TCP ASSET MANAGEMENT, LLC?

TCP ASSET MANAGEMENT, LLC has approximately 35 employees and manages $642M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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