Unclaimed Profile

Julianne Lorraine Call

TCP ASSET MANAGEMENT, LLC·COLUMBUS, Ohio

SIE, Series 3, Series 7, Series 8, Series 9, Series 10, Series 63, Series 65Clean record16 years registeredTCP ASSET MANAGEMENT, LLC

8415 PULSAR PLACE, COLUMBUS, OH 43240CRD# 1056312Firm CRD# 286037

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Julianne Lorraine Call · COLUMBUS, OH

Registration

CRD #1056312 · TCP ASSET MANAGEMENT, LLC · 16 years registered

Brand Profile

Not yet started

Career History

TCP ASSET MANAGEMENT, LLC

Mar 2024 – present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

May 2022 – Dec 2022

PHOENIX, AZ

TCP ASSET MANAGEMENT, LLC

Mar 2020 – Feb 2023

Phoenix, AZ

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Nov 2015 – Feb 2020

PHOENIX, AZ

CHARLES SCHWAB & CO., INC.

Jul 2015 – Oct 2015

PHOENIX, AZ

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

May 2012 – Jul 2015

SCOTTSDALE, AZ

WELLS FARGO ADVISORS, LLC

Jan 2011 – Sep 2011

SCOTTSDALE, AZ

WELLS FARGO INVESTMENTS, LLC

Sep 2009 – Jan 2011

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · September 14, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TCP ASSET MANAGEMENT, LLC

CRD 286037 · SEC 801-108836

AUM

$642M

Regulatory assets under management

Employees

3,634 client accounts

Services offered by TCP ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TCP ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Julianne Lorraine Call offer?

Julianne Lorraine Call specializes in Financial Planning, Investment Management. Contact their office in COLUMBUS, Ohio for a consultation.

What are Julianne Lorraine Call's credentials?

Julianne Lorraine Call is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Julianne Lorraine Call located?

Julianne Lorraine Call is based in COLUMBUS, Ohio, working with TCP ASSET MANAGEMENT, LLC. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.

How does Julianne Lorraine Call charge for services?

Julianne Lorraine Call's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor's fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TCP ASSET MANAGEMENT, LLC?

TCP ASSET MANAGEMENT, LLC has approximately 35 employees and manages $642M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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