Unclaimed Profile

David A Theiss

CROAK ASSET MANAGEMENT, LLC·TOLEDO, Ohio

SIE, Series 3, Series 7, Series 24, Series 31, Series 53, Series 63, Series 65, Series 66CFP13 years registeredCROAK ASSET MANAGEMENT, LLC

432 N SUPERIOR ST., TOLEDO, OH 43604CRD# 4043293Firm CRD# 297666

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David A Theiss · TOLEDO, OH

Registration

CRD #4043293 · CROAK ASSET MANAGEMENT, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CROAK ASSET MANAGEMENT, LLC

CROAK CAPITAL

May 2023 – Aug 2024

TOLEDO, OH

FIFTH THIRD SECURITIES, INC.

Oct 2018 – Dec 2020

TOLEDO, OH

MML INVESTORS SERVICES, LLC

Feb 2016 – Sep 2018

MAUMEE, OH

MML INVESTORS SERVICES, LLC

Oct 2014 – Dec 2015

MAUMEE, OH

FIFTH THIRD SECURITIES, INC.

Apr 2013 – Dec 2013

TOLEDO, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 31

Series 53

Series 63

Series 65

Series 66

Registration record

First registered · April 30, 2013

Years registered · 13

Professional designation · CFP

Disclosure History

2004Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CROAK ASSET MANAGEMENT, LLC

CRD 297666 · SEC 801-126464

AUM

$213M

Regulatory assets under management

Employees

1,881 client accounts

Services offered by CROAK ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CROAK ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does David A Theiss offer?

David A Theiss specializes in Financial Planning, Investment Management.

What are David A Theiss's credentials?

David A Theiss holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David A Theiss located?

David A Theiss is based in TOLEDO, Ohio, last registered with CROAK ASSET MANAGEMENT, LLC.

How does David A Theiss charge for services?

David A Theiss's firm is compensated through percentage of aum, hourly charges, subscription fees, other: assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CROAK ASSET MANAGEMENT, LLC?

CROAK ASSET MANAGEMENT, LLC has approximately 7 employees and manages $213M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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