Unclaimed Profile

Arthur Gates Merriman

CARNEGIE CAPITAL ASSET MANAGEMENT, LLC·PEPPER PIKE, Ohio

Series 3, Series 7, Series 8, Series 63, Series 65Clean record24 years registeredCARNEGIE CAPITAL ASSET MANAGEMENT, LLC

30300 CHAGRIN BOULEVARD, PEPPER PIKE, OH 44124CRD# 1063825Firm CRD# 150488

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Arthur Gates Merriman · PEPPER PIKE, OH

Registration

CRD #1063825 · CARNEGIE CAPITAL ASSET MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

CARNEGIE INVESTMENT COUNSEL

Jan 2015 – present

MAI WEALTH ADVISORS LLC

Nov 2010 – Jul 2014

CLEVELAND, OH

CENTURY SECURITIES ASSOCIATES INC

Mar 2003 – Sep 2010

CLEVELAND, OH

STIFEL NICOLAUS & CO INC INVESTMENT SERVICES

Jul 2002 – Mar 2003

BEACHWOOD, OH

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · July 30, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CARNEGIE CAPITAL ASSET MANAGEMENT, LLC

CRD 150488 · SEC 801-70242

AUM

$4.5B

Regulatory assets under management

Employees

7,293 client accounts

Services offered by CARNEGIE CAPITAL ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CARNEGIE CAPITAL ASSET MANAGEMENT, LLC →

Introduction

Speak with Arthur

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Arthur is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PEPPER PIKE?

Browse all registered financial advisors in PEPPER PIKE, Ohio or claim this profile if it's yours.

Browse PEPPER PIKE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Arthur Gates Merriman offer?

Arthur Gates Merriman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PEPPER PIKE, Ohio for a consultation.

What are Arthur Gates Merriman's credentials?

Arthur Gates Merriman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Arthur Gates Merriman located?

Arthur Gates Merriman is based in PEPPER PIKE, Ohio, working with CARNEGIE CAPITAL ASSET MANAGEMENT, LLC. Their office serves clients in the PEPPER PIKE metropolitan area and surrounding communities.

How does Arthur Gates Merriman charge for services?

Arthur Gates Merriman's firm is compensated through percentage of aum, hourly charges, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARNEGIE CAPITAL ASSET MANAGEMENT, LLC?

CARNEGIE CAPITAL ASSET MANAGEMENT, LLC has approximately 58 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →