Unclaimed Profile

Richard Lee Alt

CARNEGIE CAPITAL ASSET MANAGEMENT, LLC·PEPPER PIKE, Ohio

Series 6, Series 7, Series 26, Series 63, Series 65Clean record26 years registeredCARNEGIE CAPITAL ASSET MANAGEMENT, LLC

30300 CHAGRIN BOULEVARD, PEPPER PIKE, OH 44124CRD# 1381648Firm CRD# 150488

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Lee Alt · PEPPER PIKE, OH

Registration

CRD #1381648 · CARNEGIE CAPITAL ASSET MANAGEMENT, LLC · 26 years registered

Brand Profile

Not yet started

Career History

CARNEGIE INVESTMENT COUNSEL

Dec 2010 – present

CARNEGIE CAPITAL ASSET MANAGEMENT COMPANY

Sep 2008 – Jun 2009

CLEVELAND, OH

GREENLEAF CAPITAL MANAGEMENT CORP.

Oct 2004 – Mar 2008

SHAKER HEIGHTS, OH

FISHER INVESTMENTS,INC.

Feb 2003 – Dec 2003

CLEVELAND HEIGHTS, OH

HUBBARD & ASSOCIATES

Jul 2000 – Dec 2006

ASHTABULA, OH

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 26

Series 63

Series 65

Registration record

First registered · July 21, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CARNEGIE CAPITAL ASSET MANAGEMENT, LLC

CRD 150488 · SEC 801-70242

AUM

$4.5B

Regulatory assets under management

Employees

7,293 client accounts

Services offered by CARNEGIE CAPITAL ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CARNEGIE CAPITAL ASSET MANAGEMENT, LLC →

Introduction

Speak with Richard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PEPPER PIKE?

Browse all registered financial advisors in PEPPER PIKE, Ohio or claim this profile if it's yours.

Browse PEPPER PIKE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Richard Lee Alt offer?

Richard Lee Alt specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PEPPER PIKE, Ohio for a consultation.

What are Richard Lee Alt's credentials?

Richard Lee Alt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Lee Alt located?

Richard Lee Alt is based in PEPPER PIKE, Ohio, working with CARNEGIE CAPITAL ASSET MANAGEMENT, LLC. Their office serves clients in the PEPPER PIKE metropolitan area and surrounding communities.

How does Richard Lee Alt charge for services?

Richard Lee Alt's firm is compensated through percentage of aum, hourly charges, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARNEGIE CAPITAL ASSET MANAGEMENT, LLC?

CARNEGIE CAPITAL ASSET MANAGEMENT, LLC has approximately 58 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →