Unclaimed Profile

James B Cox

MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC·MARYSVILLE, Ohio

SIE, Series 7, Series 24, Series 66CFPClean record22 years registeredMCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

127 W. 5TH STREET, MARYSVILLE, OH 43040CRD# 4650773Firm CRD# 328478

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James B Cox · MARYSVILLE, OH

Registration

CRD #4650773 · MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC · 22 years registered

Brand Profile

Not yet started

Career History

KINTRA WEALTH, LLC

Mar 2026 – present

MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

Dec 2023 – present

COMMONWEALTH FINANCIAL NETWORK

Jan 2007 – Dec 2023

MARYSVILLE, OH

LINCOLN FINANCIAL ADVISORS CORPORATION

Mar 2004 – Jan 2007

MARYSVILLE, OH

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Dec 2003 – Feb 2004

COLUMBUS, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · December 4, 2003

Years registered · 22

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

CRD 328478 · SEC 801-128995

AUM

$571M

Regulatory assets under management

Employees

2,004 client accounts

Services offered by MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC →

Introduction

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Frequently Asked Questions

What services does James B Cox offer?

James B Cox specializes in Financial Planning, Investment Management. Contact their office in MARYSVILLE, Ohio for a consultation.

What are James B Cox's credentials?

James B Cox holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James B Cox located?

James B Cox is based in MARYSVILLE, Ohio, working with MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC. Their office serves clients in the MARYSVILLE metropolitan area and surrounding communities.

How does James B Cox charge for services?

James B Cox's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC?

MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC has approximately 20 employees and manages $571M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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