Unclaimed Profile

Thomas Allen Mccarthy

MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC·MARYSVILLE, Ohio

SIE, Series 7, Series 63CFPClean record23 years registeredMCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

127 W. 5TH STREET, MARYSVILLE, OH 43040CRD# 3185284Firm CRD# 328478

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Allen Mccarthy · MARYSVILLE, OH

Registration

CRD #3185284 · MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

COMMONWEALTH FINANCIAL NETWORK

Jan 2007 – Dec 2023

MARYSVILLE, OH

LINCOLN FINANCIAL ADVISORS CORPORATION

Nov 2002 – Jan 2007

MARYSVILLE, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · November 5, 2002

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

CRD 328478 · SEC 801-128995

AUM

$571M

Regulatory assets under management

Employees

2,004 client accounts

Services offered by MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Allen Mccarthy offer?

Thomas Allen Mccarthy specializes in Financial Planning, Investment Management.

What are Thomas Allen Mccarthy's credentials?

Thomas Allen Mccarthy holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Thomas Allen Mccarthy located?

Thomas Allen Mccarthy is based in MARYSVILLE, Ohio, last registered with MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC.

How does Thomas Allen Mccarthy charge for services?

Thomas Allen Mccarthy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC?

MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC has approximately 20 employees and manages $571M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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