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Karen Marie Bauman

GGM FINANCIALS, LLC·COLUMBUS, Ohio
SIE, Series 7, Series 63CFPCFAClean record2 years registeredGGM FINANCIALS, LLC
2492 W DUBLIN GRANVILLE RD., COLUMBUS, OH 43235CRD# 5697978Firm CRD# 327008

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Karen Marie Bauman · COLUMBUS, OH
Registration
CRD #5697978 · GGM FINANCIALS, LLC · 2 years registered
Brand Profile
Not yet started
01

Career History

GGM FINANCIAL LLC
Oct 2023 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Registration record
First registered · October 16, 2023
Years registered · 2
Professional designations · CFP, CFA
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
GGM FINANCIALS, LLC
CRD 327008 · SEC 801-128663
AUM
$371M
Regulatory assets under management
Employees
9
751 client accounts
Services offered by GGM FINANCIALS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at GGM FINANCIALS, LLC →
Introduction

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05

Frequently Asked Questions

What services does Karen Marie Bauman offer?
Karen Marie Bauman specializes in Financial Planning, Investment Management. Contact their office in COLUMBUS, Ohio for a consultation.
What are Karen Marie Bauman's credentials?
Karen Marie Bauman holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Karen Marie Bauman located?
Karen Marie Bauman is based in COLUMBUS, Ohio, working with GGM FINANCIALS, LLC. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.
How does Karen Marie Bauman charge for services?
Karen Marie Bauman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GGM FINANCIALS, LLC?
GGM FINANCIALS, LLC has approximately 9 employees and manages $371M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GGM FINANCIALS, LLC

Aaron Brady Green
COLUMBUS, OH
CFP
John Mccabe
COLUMBUS, OH
Matthew Timothy Collins
COLUMBUS, OH
CFP

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