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Karen Marie Bauman

GGM FINANCIALS, LLC·COLUMBUS, Ohio
Unclaimed Profile
2492 W DUBLIN GRANVILLE RD., COLUMBUS, OH 43235CRD# 5697978Firm CRD# 327008
01

About

Karen Marie Bauman is a registered financial advisor based in COLUMBUS, Ohio, affiliated with GGM FINANCIALS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
GGM FINANCIALS, LLC
GGM FINANCIAL LLC
AUM
$371M
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at GGM FINANCIALS, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 5697978
Firm CRD# 327008
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Karen Marie Bauman offer?
Karen Marie Bauman specializes in Financial Planning, Investment Management. Contact their office in COLUMBUS, Ohio for a consultation.
What are Karen Marie Bauman's credentials?
Karen Marie Bauman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Karen Marie Bauman located?
Karen Marie Bauman is based in COLUMBUS, Ohio, working with GGM FINANCIALS, LLC. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.
How does Karen Marie Bauman charge for services?
Karen Marie Bauman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GGM FINANCIALS, LLC?
GGM FINANCIALS, LLC has approximately 9 employees and manages $371M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Ohio
CINCINNATI (755)CLEVELAND (395)BEACHWOOD (138)DUBLIN (93)AKRON (70)
City Guides
CINCINNATI GuideCLEVELAND GuideBEACHWOOD GuideDUBLIN GuideAKRON Guide
Research
Advisor Fees in OhioNational Fee Analysis
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