Unclaimed Profile

Karen Marie Bauman

GGM FINANCIALS, LLC·COLUMBUS, Ohio

Clean recordGGM FINANCIALS, LLC

2492 W DUBLIN GRANVILLE RD., COLUMBUS, OH 43235CRD# 5697978Firm CRD# 327008

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Marie Bauman · COLUMBUS, OH

Registration

CRD #5697978 · GGM FINANCIALS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Karen Marie Bauman is a registered financial advisor based in COLUMBUS, Ohio, affiliated with GGM FINANCIALS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

GGM FINANCIALS, LLC

GGM FINANCIAL LLC

AUM

$371M

Regulatory assets under management

Employees

Total firm employees

View all advisors at GGM FINANCIALS, LLC →

Services

Financial planning

Portfolio management (individuals)

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 5697978

Firm CRD# 327008

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Frequently Asked Questions

What services does Karen Marie Bauman offer?

Karen Marie Bauman specializes in Financial Planning, Investment Management. Contact their office in COLUMBUS, Ohio for a consultation.

What are Karen Marie Bauman's credentials?

Karen Marie Bauman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen Marie Bauman located?

Karen Marie Bauman is based in COLUMBUS, Ohio, working with GGM FINANCIALS, LLC. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.

How does Karen Marie Bauman charge for services?

Karen Marie Bauman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GGM FINANCIALS, LLC?

GGM FINANCIALS, LLC has approximately 9 employees and manages $371M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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