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Douglas Gregory Smith

CAPITAL ASSET MANAGEMENT, INC.·COLUMBUS, Ohio
Clean recordCAPITAL ASSET MANAGEMENT, INC.
445 HUTCHINSON AVENUE, SUITE 270, COLUMBUS, OH 43235-8615CRD# 5793844Firm CRD# 120597

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Douglas Gregory Smith · COLUMBUS, OH
Registration
CRD #5793844 · CAPITAL ASSET MANAGEMENT, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Douglas Gregory Smith is a registered financial advisor based in COLUMBUS, Ohio, affiliated with CAPITAL ASSET MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
CAPITAL ASSET MANAGEMENT, INC.
CAPITAL ASSET MANAGEMENT, INC.
AUM
$159M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at CAPITAL ASSET MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 5793844
Firm CRD# 120597
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Douglas Gregory Smith offer?
Douglas Gregory Smith specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in COLUMBUS, Ohio for a consultation.
What are Douglas Gregory Smith's credentials?
Douglas Gregory Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Douglas Gregory Smith located?
Douglas Gregory Smith is based in COLUMBUS, Ohio, working with CAPITAL ASSET MANAGEMENT, INC.. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.
How does Douglas Gregory Smith charge for services?
Douglas Gregory Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPITAL ASSET MANAGEMENT, INC.?
CAPITAL ASSET MANAGEMENT, INC. has approximately 3 employees and manages $159M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CAPITAL ASSET MANAGEMENT, INC.

Christopher Todd Fry
COLUMBUS, OH
James Eric Rice
COLUMBUS, OH

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