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James Eric Rice

CAPITAL ASSET MANAGEMENT, INC.·COLUMBUS, Ohio
Series 65Clean record18 years registeredCAPITAL ASSET MANAGEMENT, INC.
445 HUTCHINSON AVENUE, SUITE 270, COLUMBUS, OH 43235-8615CRD# 5250489Firm CRD# 120597

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Eric Rice · COLUMBUS, OH
Registration
CRD #5250489 · CAPITAL ASSET MANAGEMENT, INC. · 18 years registered
Brand Profile
Not yet started
01

Career History

CAPITAL ASSET MANAGEMENT, INC.
May 2008 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · May 2, 2008
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CAPITAL ASSET MANAGEMENT, INC.
CRD 120597 · SEC 801-121081
AUM
$159M
Regulatory assets under management
Employees
3
304 client accounts
Services offered by CAPITAL ASSET MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CAPITAL ASSET MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does James Eric Rice offer?
James Eric Rice specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in COLUMBUS, Ohio for a consultation.
What are James Eric Rice's credentials?
James Eric Rice is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Eric Rice located?
James Eric Rice is based in COLUMBUS, Ohio, working with CAPITAL ASSET MANAGEMENT, INC.. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.
How does James Eric Rice charge for services?
James Eric Rice's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPITAL ASSET MANAGEMENT, INC.?
CAPITAL ASSET MANAGEMENT, INC. has approximately 3 employees and manages $159M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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