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William George Caster

GRIES FINANCIAL LLC·CLEVELAND, Ohio
Series 7, Series 9, Series 10, Series 63, Series 65, Series 66Clean record22 years registeredGRIES FINANCIAL LLC
1801 E NINTH STREET STE 1600, CLEVELAND, OH 44114-3103CRD# 1484392Firm CRD# 110031

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William George Caster · CLEVELAND, OH
Registration
CRD #1484392 · GRIES FINANCIAL LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

ARAX ADVISORY PARTNERS
Feb 2026 – present
GFP PRIVATE WEALTH
May 2024 – Feb 2026
CHAGRIN FALLS, OH
MBSC SECURITIES CORPORATION
Jan 2009 – Oct 2010
PEPPER PIKE, OH
MCDONALD INVESTMENTS INC.
Sep 2003 – Feb 2007
CLEVELAND, OH
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 9
Series 10
Series 63
Series 65
Series 66
Registration record
First registered · September 17, 2003
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
GRIES FINANCIAL LLC
CRD 110031 · SEC 801-56552
AUM
$1.3B
Regulatory assets under management
Employees
30
1,731 client accounts
Services offered by GRIES FINANCIAL LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at GRIES FINANCIAL LLC →
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05

Frequently Asked Questions

What services does William George Caster offer?
William George Caster specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CLEVELAND, Ohio for a consultation.
What are William George Caster's credentials?
William George Caster is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William George Caster located?
William George Caster is based in CLEVELAND, Ohio, working with GRIES FINANCIAL LLC. Their office serves clients in the CLEVELAND metropolitan area and surrounding communities.
How does William George Caster charge for services?
William George Caster's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: personal trustee services, bill pay, and tax prep assistance. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GRIES FINANCIAL LLC?
GRIES FINANCIAL LLC has approximately 30 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GRIES FINANCIAL LLC

Lauren Rich Fine
CLEVELAND, OH
Sarah Louise Gries
CLEVELAND, OH
Carina Shipotofsky Diamond
CLEVELAND, OH
CFP
Edward Joseph Bell
CLEVELAND, OH
Hemal Jayant Gala
CLEVELAND, OH

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