Unclaimed Profile

Charles Donald Moore

MARCUM WEALTH, LLC·CLEVELAND, Ohio

SIE, Series 7, Series 63, Series 65Clean record23 years registeredMARCUM WEALTH, LLC

6685 BETA DRIVE, CLEVELAND, OH 44143CRD# 4399837Firm CRD# 134628

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Donald Moore · CLEVELAND, OH

Registration

CRD #4399837 · MARCUM WEALTH, LLC · 23 years registered

Brand Profile

Not yet started

Career History

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

May 2025 – present

MARCUM WEALTH, LLC

Apr 2017 – May 2025

Fairlawn, OH

REGHETTI & ASSOCIATES, LLC

Apr 2009 – Jul 2015

AKRON, OH

WUNDERLICH SECURITIES, INC.

Mar 2007 – Apr 2017

AKRON, OH

CAPITAL SECURITIES OF AMERICA, INC.

Jan 2003 – Mar 2007

HARTVILLE, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · January 17, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MARCUM WEALTH, LLC

CRD 134628 · SEC 801-67563

AUM

$2.6B

Regulatory assets under management

Employees

6,904 client accounts

Services offered by MARCUM WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MARCUM WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Donald Moore offer?

Charles Donald Moore specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CLEVELAND, Ohio for a consultation.

What are Charles Donald Moore's credentials?

Charles Donald Moore is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Donald Moore located?

Charles Donald Moore is based in CLEVELAND, Ohio, working with MARCUM WEALTH, LLC. Their office serves clients in the CLEVELAND metropolitan area and surrounding communities.

How does Charles Donald Moore charge for services?

Charles Donald Moore's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARCUM WEALTH, LLC?

MARCUM WEALTH, LLC has approximately 40 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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