Unclaimed Profile

Carlton Harrington Kanner

EMPIRICAL FINANCE, LLC·CLEVELAND, Ohio

Series 65Clean record15 years registeredEMPIRICAL FINANCE, LLC

3830 KELLEY AVE., CLEVELAND, OH 44114CRD# 5806244Firm CRD# 153905

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carlton Harrington Kanner · CLEVELAND, OH

Registration

CRD #5806244 · EMPIRICAL FINANCE, LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EMPIRICAL FINANCE, LLC

ALPHA ARCHITECT

Aug 2010 – Mar 2017

BROOMALL, PA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 16, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALPHA ARCHITECT, LLC

CRD 153905 · SEC 801-71697

AUM

$712M

Regulatory assets under management

Employees

170 client accounts

Services offered by ALPHA ARCHITECT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ALPHA ARCHITECT, LLC →

Introduction

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Frequently Asked Questions

What services does Carlton Harrington Kanner offer?

Carlton Harrington Kanner specializes in Investment Management, Wealth Management.

What are Carlton Harrington Kanner's credentials?

Carlton Harrington Kanner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carlton Harrington Kanner located?

Carlton Harrington Kanner is based in CLEVELAND, Ohio, last registered with EMPIRICAL FINANCE, LLC.

How does Carlton Harrington Kanner charge for services?

Carlton Harrington Kanner's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMPIRICAL FINANCE, LLC?

EMPIRICAL FINANCE, LLC has approximately 9 employees and manages $712M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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