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Carlton Harrington Kanner

EMPIRICAL FINANCE, LLC·CLEVELAND, Ohio
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3830 KELLEY AVE., CLEVELAND, OH 44114CRD# 5806244Firm CRD# 153905
01

About

Carlton Harrington Kanner is a registered financial advisor based in CLEVELAND, Ohio, affiliated with EMPIRICAL FINANCE, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
Institutional Investors
03

Firm Overview

Firm
ALPHA ARCHITECT, LLC
ALPHA ARCHITECT
AUM
$712M
Regulatory assets under management
Employees
9
Total firm employees
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 5806244
Firm CRD# 153905
No disclosures on file
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05

Frequently Asked Questions

What services does Carlton Harrington Kanner offer?
Carlton Harrington Kanner specializes in Investment Management, Wealth Management. Contact their office in CLEVELAND, Ohio for a consultation.
What are Carlton Harrington Kanner's credentials?
Carlton Harrington Kanner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carlton Harrington Kanner located?
Carlton Harrington Kanner is based in CLEVELAND, Ohio, working with EMPIRICAL FINANCE, LLC. Their office serves clients in the CLEVELAND metropolitan area and surrounding communities.
How does Carlton Harrington Kanner charge for services?
Carlton Harrington Kanner's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is EMPIRICAL FINANCE, LLC?
EMPIRICAL FINANCE, LLC has approximately 9 employees and manages $712M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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