Unclaimed Profile

William Carl Bruns

JOHN D. DOVICH & ASSOCIATES, LLC·CINCINNATI, Ohio

SIE, Series 7, Series 24, Series 53, Series 63, Series 66Clean record19 years registeredJOHN D. DOVICH & ASSOCIATES, LLC

625 EDEN PARK DRIVE, CINCINNATI, OH 45202CRD# 2880778Firm CRD# 120458

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Carl Bruns · CINCINNATI, OH

Registration

CRD #2880778 · JOHN D. DOVICH & ASSOCIATES, LLC · 19 years registered

Brand Profile

Not yet started

Career History

MAI CAPITAL MANAGEMENT, LLC

Jul 2019 – present

JOHN D. DOVICH & ASSOCIATES, LLC

Feb 2010 – Jul 2019

CINCINNATI, OH

MML INVESTORS SERVICES, INC.

Mar 2007 – Jan 2010

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 53

Series 63

Series 66

Registration record

First registered · March 29, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JOHN D. DOVICH & ASSOCIATES, LLC

CRD 120458 · SEC 801-62184

AUM

$546M

Regulatory assets under management

Employees

2,116 client accounts

Services offered by JOHN D. DOVICH & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at JOHN D. DOVICH & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does William Carl Bruns offer?

William Carl Bruns specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CINCINNATI, Ohio for a consultation.

What are William Carl Bruns's credentials?

William Carl Bruns is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Carl Bruns located?

William Carl Bruns is based in CINCINNATI, Ohio, working with JOHN D. DOVICH & ASSOCIATES, LLC. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does William Carl Bruns charge for services?

William Carl Bruns's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JOHN D. DOVICH & ASSOCIATES, LLC?

JOHN D. DOVICH & ASSOCIATES, LLC has approximately 13 employees and manages $546M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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