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Thomas Joseph Lalley

JOHN D. DOVICH & ASSOCIATES, LLC·CINCINNATI, Ohio
SIE, Series 7, Series 63Clean record24 years registeredJOHN D. DOVICH & ASSOCIATES, LLC
625 EDEN PARK DRIVE, CINCINNATI, OH 45202CRD# 2385518Firm CRD# 120458

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Joseph Lalley · CINCINNATI, OH
Registration
CRD #2385518 · JOHN D. DOVICH & ASSOCIATES, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

MAI CAPITAL MANAGEMENT, LLC
Jul 2019 – present
JOHN D. DOVICH & ASSOCIATES, LLC
Nov 2001 – Jul 2019
CINCINNATI, OH
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Registration record
First registered · November 16, 2001
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
JOHN D. DOVICH & ASSOCIATES, LLC
CRD 120458 · SEC 801-62184
AUM
$546M
Regulatory assets under management
Employees
13
2,116 client accounts
Services offered by JOHN D. DOVICH & ASSOCIATES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at JOHN D. DOVICH & ASSOCIATES, LLC →
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05

Frequently Asked Questions

What services does Thomas Joseph Lalley offer?
Thomas Joseph Lalley specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CINCINNATI, Ohio for a consultation.
What are Thomas Joseph Lalley's credentials?
Thomas Joseph Lalley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Joseph Lalley located?
Thomas Joseph Lalley is based in CINCINNATI, Ohio, working with JOHN D. DOVICH & ASSOCIATES, LLC. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.
How does Thomas Joseph Lalley charge for services?
Thomas Joseph Lalley's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is JOHN D. DOVICH & ASSOCIATES, LLC?
JOHN D. DOVICH & ASSOCIATES, LLC has approximately 13 employees and manages $546M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at JOHN D. DOVICH & ASSOCIATES, LLC

John David Dovich
CINCINNATI, OH
ChFC
William Carl Bruns
CINCINNATI, OH

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