Unclaimed Profile

Vivienne Karin Schleu

NATIONAL WEALTH MANAGEMENT GROUP, LLC·CINCINNATI, Ohio

SIE, Series 6, Series 7, Series 26, Series 63, Series 6519 years registeredNATIONAL WEALTH MANAGEMENT GROUP, LLC

11260 CHESTER ROAD, CINCINNATI, OH 45246-0002CRD# 2670443Firm CRD# 174883

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Vivienne Karin Schleu · CINCINNATI, OH

Registration

CRD #2670443 · NATIONAL WEALTH MANAGEMENT GROUP, LLC · 19 years registered

Brand Profile

Not yet started

Career History

NATIONAL WEALTH MANAGEMENT GROUP, LLC

Jun 2015 – present

NATIONAL WEALTH MANAGEMENT GROUP, LLC

May 2015 – Dec 2021

CINCINNATI, OH

LPL FINANCIAL LLC

May 2008 – Sep 2016

BOCA RATON, FL

INVESTMENT ADVISORS INTERNATIONAL, INC.

Jan 2007 – May 2008

COCONUT CREEK, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 26

Series 63

Series 65

Registration record

First registered · January 16, 2007

Years registered · 19

Disclosure History

2018Customer Dispute·Denied

1995Employment Separation After Allegations

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NATIONAL WEALTH MANAGEMENT GROUP, LLC

CRD 174883 · SEC 801-80983

AUM

$297M

Regulatory assets under management

Employees

2,242 client accounts

Services offered by NATIONAL WEALTH MANAGEMENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NATIONAL WEALTH MANAGEMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Vivienne Karin Schleu offer?

Vivienne Karin Schleu specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CINCINNATI, Ohio for a consultation.

What are Vivienne Karin Schleu's credentials?

Vivienne Karin Schleu is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Vivienne Karin Schleu located?

Vivienne Karin Schleu is based in CINCINNATI, Ohio, working with NATIONAL WEALTH MANAGEMENT GROUP, LLC. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does Vivienne Karin Schleu charge for services?

Vivienne Karin Schleu's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NATIONAL WEALTH MANAGEMENT GROUP, LLC?

NATIONAL WEALTH MANAGEMENT GROUP, LLC has approximately 19 employees and manages $297M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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