Unclaimed Profile

Valerie Lucille Newell

MARINER WEALTH ADVISORS-CINCINNATI, LLC·CINCINNATI, Ohio

Series 6, Series 7, Series 63, Series 6527 years registeredMARINER WEALTH ADVISORS-CINCINNATI, LLC

312 WALNUT STREET, CINCINNATI, OH 45202CRD# 2229453Firm CRD# 165759

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Valerie Lucille Newell · CINCINNATI, OH

Registration

CRD #2229453 · MARINER WEALTH ADVISORS-CINCINNATI, LLC · 27 years registered

Brand Profile

Not yet started

Career History

MARINER

Feb 2018 – present

MARINER WEALTH ADVISORS

Jan 2013 – Nov 2018

CINCINNATI, OH

RIVERPOINT CAPITAL MANAGEMENT, INC.

Nov 2004 – Dec 2012

CINCINNATI, OH

DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC.

Sep 1998 – Dec 2002

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · September 22, 1998

Years registered · 27

Disclosure History

2002Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MARINER WEALTH ADVISORS-CINCINNATI, LLC

CRD 165759 · SEC 801-77253

AUM

$2.8B

Regulatory assets under management

Employees

3,402 client accounts

Services offered by MARINER WEALTH ADVISORS-CINCINNATI, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MARINER WEALTH ADVISORS-CINCINNATI, LLC →

Introduction

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Frequently Asked Questions

What services does Valerie Lucille Newell offer?

Valerie Lucille Newell specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CINCINNATI, Ohio for a consultation.

What are Valerie Lucille Newell's credentials?

Valerie Lucille Newell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Valerie Lucille Newell located?

Valerie Lucille Newell is based in CINCINNATI, Ohio, working with MARINER WEALTH ADVISORS-CINCINNATI, LLC. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does Valerie Lucille Newell charge for services?

Valerie Lucille Newell's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARINER WEALTH ADVISORS-CINCINNATI, LLC?

MARINER WEALTH ADVISORS-CINCINNATI, LLC has approximately 37 employees and manages $2.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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