Unclaimed Profile

Anthony Roberts

RPCM, LLC·CINCINNATI, Ohio

Clean record17 years registeredRPCM, LLC

312 WALNUT STREET, CINCINNATI, OH 45202CRD# 5652644Firm CRD# 165759

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anthony Roberts · CINCINNATI, OH

Registration

CRD #5652644 · RPCM, LLC · 17 years registered

Brand Profile

Not yet started

Career History

MARINER

Feb 2018 – present

MARINER WEALTH ADVISORS

Jan 2013 – Nov 2018

CINCINNATI, OH

RIVERPOINT CAPITAL MANAGEMENT, INC.

Jun 2011 – Dec 2012

CINCINNATI, OH

HILLIARD LYONS CAPITAL MANAGEMENT, LLC

Mar 2009 – Apr 2011

LOUISVILLE, KY

Registrations & Exams

Registration record

First registered · March 24, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MARINER WEALTH ADVISORS-CINCINNATI, LLC

CRD 165759 · SEC 801-77253

AUM

$2.8B

Regulatory assets under management

Employees

3,402 client accounts

Services offered by MARINER WEALTH ADVISORS-CINCINNATI, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MARINER WEALTH ADVISORS-CINCINNATI, LLC →

Introduction

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Frequently Asked Questions

What services does Anthony Roberts offer?

Anthony Roberts specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CINCINNATI, Ohio for a consultation.

What are Anthony Roberts's credentials?

Anthony Roberts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Anthony Roberts located?

Anthony Roberts is based in CINCINNATI, Ohio, working with RPCM, LLC. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does Anthony Roberts charge for services?

Anthony Roberts's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RPCM, LLC?

RPCM, LLC has approximately 37 employees and manages $2.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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