Unclaimed Profile

Timothy D Wasson

FIFTH THIRD SECURITIES, INC.·CINCINNATI, Ohio

SIE, Series 4, Series 7, Series 12, Series 14, Series 24, Series 27, Series 50, Series 53, Series 63, Series 65Clean record22 years registeredFIFTH THIRD SECURITIES, INC.

34 FOUNTAIN SQUARE PLAZA, CINCINNATI, OH 45263CRD# 1719052Firm CRD# 628

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Timothy D Wasson · CINCINNATI, OH

Registration

CRD #1719052 · FIFTH THIRD SECURITIES, INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIFTH THIRD SECURITIES, INC.

LANCASTER POLLARD INVESTMENT ADVISORY GROUP

Mar 2014 – Dec 2015

COLUMBUS, OH

FIFTH THIRD SECURITIES, INC.

Mar 2005 – Nov 2012

CINCINNATI, OH

COMERCIA SECURITIES

Feb 2004 – May 2004

DETROIT, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 12

Series 14

Series 24

Series 27

Series 50

Series 53

Series 63

Series 65

Registration record

First registered · February 24, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIFTH THIRD SECURITIES, INC.

CRD 628 · SEC 801-63623

AUM

$8.0B

Regulatory assets under management

Employees

1,228

40,143 client accounts

Services offered by FIFTH THIRD SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIFTH THIRD SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Timothy D Wasson offer?

Timothy D Wasson specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Timothy D Wasson's credentials?

Timothy D Wasson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Timothy D Wasson located?

Timothy D Wasson is based in CINCINNATI, Ohio, last registered with FIFTH THIRD SECURITIES, INC..

How does Timothy D Wasson charge for services?

Timothy D Wasson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIFTH THIRD SECURITIES, INC.?

FIFTH THIRD SECURITIES, INC. has approximately 1228 employees and manages $8.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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