Unclaimed Profile

Shannon Johnson Mobley

FIFTH THIRD SECURITIES, INC.·CINCINNATI, Ohio

SIE, Series 7, Series 24, Series 63, Series 6527 years registeredFIFTH THIRD SECURITIES, INC.

34 FOUNTAIN SQUARE PLAZA, CINCINNATI, OH 45263CRD# 2583704Firm CRD# 628

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shannon Johnson Mobley · CINCINNATI, OH

Registration

CRD #2583704 · FIFTH THIRD SECURITIES, INC. · 27 years registered

Brand Profile

Not yet started

Career History

FIFTH THIRD SECURITIES, INC.

Mar 2011 – present

FIFTH THIRD SECURITIES, INC.

Mar 1999 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 27, 1999

Years registered · 27

Disclosure History

2003Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FIFTH THIRD SECURITIES, INC.

CRD 628 · SEC 801-63623

AUM

$8.0B

Regulatory assets under management

Employees

1,228

40,143 client accounts

Services offered by FIFTH THIRD SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIFTH THIRD SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Shannon Johnson Mobley offer?

Shannon Johnson Mobley specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CINCINNATI, Ohio for a consultation.

What are Shannon Johnson Mobley's credentials?

Shannon Johnson Mobley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shannon Johnson Mobley located?

Shannon Johnson Mobley is based in CINCINNATI, Ohio, working with FIFTH THIRD SECURITIES, INC.. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does Shannon Johnson Mobley charge for services?

Shannon Johnson Mobley's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIFTH THIRD SECURITIES, INC.?

FIFTH THIRD SECURITIES, INC. has approximately 1228 employees and manages $8.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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