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Robert Patrick Carroll

THE CARROLL FINANCIAL GROUP, INC.·CINCINNATI, Ohio
Series 65Clean record20 years registeredTHE CARROLL FINANCIAL GROUP, INC.
2142 ALPINE PLACE, CINCINNATI, OH 45206CRD# 5113389Firm CRD# 119451

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert Patrick Carroll · CINCINNATI, OH
Registration
CRD #5113389 · THE CARROLL FINANCIAL GROUP, INC. · 20 years registered
Brand Profile
Not yet started
01

Career History

CARNEGIE INVESTMENT COUNSEL
Jun 2013 – present
THE ALPINE FINANCIAL GROUP
Apr 2012 – May 2013
CINCINNATI, OH
THE ALPINE FINANCIAL GROUP
Mar 2006 – Dec 2011
CINCINNATI, OH
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · March 23, 2006
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
THE CARROLL FINANCIAL GROUP, INC.
CRD 119451 · SEC 801-63897
AUM
$77M
Regulatory assets under management
Employees
1
369 client accounts
Services offered by THE CARROLL FINANCIAL GROUP, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at THE CARROLL FINANCIAL GROUP, INC. →
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05

Frequently Asked Questions

What services does Robert Patrick Carroll offer?
Robert Patrick Carroll specializes in Financial Planning, Investment Management. Contact their office in CINCINNATI, Ohio for a consultation.
What are Robert Patrick Carroll's credentials?
Robert Patrick Carroll is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert Patrick Carroll located?
Robert Patrick Carroll is based in CINCINNATI, Ohio, working with THE CARROLL FINANCIAL GROUP, INC.. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.
How does Robert Patrick Carroll charge for services?
Robert Patrick Carroll's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE CARROLL FINANCIAL GROUP, INC.?
THE CARROLL FINANCIAL GROUP, INC. has approximately 1 employees and manages $77M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at THE CARROLL FINANCIAL GROUP, INC.

Thomas Patrick Carroll
CINCINNATI, OH

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