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THE CARROLL FINANCIAL GROUP, INC.
THE CARROLL FINANCIAL GROUP, INC.
THE ALPINE FINANCIAL GROUP
CINCINNATI, Ohio
·
2 registered advisors
·
CRD# 119451
SEC# 801-63897
513-861-1889
01
Firm Overview
AUM
$77M
Regulatory assets under management
Employees
1
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
04
Advisors at THE CARROLL FINANCIAL GROUP, INC.
2 registered advisors
Robert Patrick Carroll
CINCINNATI, Ohio
CRD# 5113389
Thomas Patrick Carroll
CINCINNATI, Ohio
CRD# 841753
05
Office Locations
CINCINNATI, Ohio
2 advisors
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Data sourced from SEC Form ADV filings. THE CARROLL FINANCIAL GROUP, INC. (CRD# 119451) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.