Unclaimed Profile

Richard Paris Floyd

CLEARARC CAPITAL, INC.·CINCINNATI, Ohio

SIE, Series 7, Series 66Clean record8 years registeredCLEARARC CAPITAL, INC.

580 WALNUT STREET, CINCINNATI, OH 45202CRD# 6134015Firm CRD# 104650

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Paris Floyd · CINCINNATI, OH

Registration

CRD #6134015 · CLEARARC CAPITAL, INC. · 8 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CLEARARC CAPITAL, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

May 2018 – Apr 2019

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · May 17, 2018

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CLEARARC CAPITAL, INC.

CRD 104650 · SEC 801-11184

AUM

$3.9B

Regulatory assets under management

Employees

116 client accounts

Services offered by CLEARARC CAPITAL, INC.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at CLEARARC CAPITAL, INC. →

Introduction

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Frequently Asked Questions

What services does Richard Paris Floyd offer?

Richard Paris Floyd specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory.

What are Richard Paris Floyd's credentials?

Richard Paris Floyd is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Paris Floyd located?

Richard Paris Floyd is based in CINCINNATI, Ohio, last registered with CLEARARC CAPITAL, INC..

How does Richard Paris Floyd charge for services?

Richard Paris Floyd's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLEARARC CAPITAL, INC.?

CLEARARC CAPITAL, INC. has approximately 12 employees and manages $3.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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