Unclaimed Profile

Laura Lee Humphrey

BARTLETT & CO. LLC·CINCINNATI, Ohio

Series 7, Series 66Clean record22 years registeredBARTLETT & CO. LLC

600 VINE STREET, CINCINNATI, OH 45202CRD# 4447279Firm CRD# 159973

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Laura Lee Humphrey · CINCINNATI, OH

Registration

CRD #4447279 · BARTLETT & CO. LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BARTLETT & CO. LLC

BARTLETT & CO. WEALTH MANAGEMENT LLC

Apr 2018 – May 2023

Cincinatti, OH

BARTLETT & CO. LLC

Mar 2012 – Apr 2018

CINCINNATI, OH

BARTLETT & CO

Jul 2004 – Apr 2012

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · July 29, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BARTLETT & CO. LLC

CRD 159973 · SEC 801-73057

AUM

$4.1B

Regulatory assets under management

Employees

1,197 client accounts

Services offered by BARTLETT & CO. LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BARTLETT & CO. LLC →

Introduction

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Frequently Asked Questions

What services does Laura Lee Humphrey offer?

Laura Lee Humphrey specializes in Financial Planning, Investment Management, Wealth Management.

What are Laura Lee Humphrey's credentials?

Laura Lee Humphrey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Laura Lee Humphrey located?

Laura Lee Humphrey is based in CINCINNATI, Ohio, last registered with BARTLETT & CO. LLC.

How does Laura Lee Humphrey charge for services?

Laura Lee Humphrey's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BARTLETT & CO. LLC?

BARTLETT & CO. LLC has approximately 47 employees and manages $4.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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