Unclaimed Profile

James Allen Miller

BARTLETT & CO. LLC·CINCINNATI, Ohio

Series 5, Series 7, Series 24, Series 53, Series 63Clean record33 years registeredBARTLETT & CO. LLC

600 VINE STREET, CINCINNATI, OH 45202CRD# 822556Firm CRD# 159973

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Allen Miller · CINCINNATI, OH

Registration

CRD #822556 · BARTLETT & CO. LLC · 33 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BARTLETT & CO. LLC

BARTLETT & CO. WEALTH MANAGEMENT LLC

Apr 2018 – Feb 2023

Cincinatti, OH

BARTLETT & CO. LLC

Mar 2012 – Apr 2018

CINCINNATI, OH

BARTLETT & CO

Jan 1993 – Apr 2012

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

Series 5

Series 7

Series 24

Series 53

Series 63

Registration record

First registered · January 25, 1993

Years registered · 33

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BARTLETT & CO. LLC

CRD 159973 · SEC 801-73057

AUM

$4.1B

Regulatory assets under management

Employees

1,197 client accounts

Services offered by BARTLETT & CO. LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BARTLETT & CO. LLC →

Introduction

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Frequently Asked Questions

What services does James Allen Miller offer?

James Allen Miller specializes in Financial Planning, Investment Management, Wealth Management.

What are James Allen Miller's credentials?

James Allen Miller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Allen Miller located?

James Allen Miller is based in CINCINNATI, Ohio, last registered with BARTLETT & CO. LLC.

How does James Allen Miller charge for services?

James Allen Miller's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BARTLETT & CO. LLC?

BARTLETT & CO. LLC has approximately 47 employees and manages $4.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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