Unclaimed Profile

James Paul Ludwick

FIFTH THIRD SECURITIES, INC.·CINCINNATI, Ohio

SIE, Series 4, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 66, Series 99TOClean record25 years registeredFIFTH THIRD SECURITIES, INC.

34 FOUNTAIN SQUARE PLAZA, CINCINNATI, OH 45263CRD# 4286771Firm CRD# 628

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Paul Ludwick · CINCINNATI, OH

Registration

CRD #4286771 · FIFTH THIRD SECURITIES, INC. · 25 years registered

Brand Profile

Not yet started

Career History

FIFTH THIRD SECURITIES, INC.

Dec 2012 – present

FIFTH THIRD SECURITIES, INC.

Apr 2001 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 66

Series 99TO

Registration record

First registered · April 6, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIFTH THIRD SECURITIES, INC.

CRD 628 · SEC 801-63623

AUM

$8.0B

Regulatory assets under management

Employees

1,228

40,143 client accounts

Services offered by FIFTH THIRD SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIFTH THIRD SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does James Paul Ludwick offer?

James Paul Ludwick specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CINCINNATI, Ohio for a consultation.

What are James Paul Ludwick's credentials?

James Paul Ludwick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Paul Ludwick located?

James Paul Ludwick is based in CINCINNATI, Ohio, working with FIFTH THIRD SECURITIES, INC.. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does James Paul Ludwick charge for services?

James Paul Ludwick's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIFTH THIRD SECURITIES, INC.?

FIFTH THIRD SECURITIES, INC. has approximately 1228 employees and manages $8.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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