Unclaimed Profile

Howard Hammond

FIFTH THIRD SECURITIES, INC.·CINCINNATI, Ohio

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record21 years registeredFIFTH THIRD SECURITIES, INC.

34 FOUNTAIN SQUARE PLAZA, CINCINNATI, OH 45263CRD# 2118196Firm CRD# 628

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Howard Hammond · CINCINNATI, OH

Registration

CRD #2118196 · FIFTH THIRD SECURITIES, INC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

Jun 2020 – Aug 2021

CINCINNATI, OH

CITICORP INVESTMENT SERVICES

Dec 2004 – Mar 2006

OSSINING, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · December 6, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIFTH THIRD SECURITIES, INC.

CRD 628 · SEC 801-63623

AUM

$8.0B

Regulatory assets under management

Employees

1,228

40,143 client accounts

Services offered by FIFTH THIRD SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIFTH THIRD SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Howard Hammond offer?

Howard Hammond specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Howard Hammond's credentials?

Howard Hammond is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Howard Hammond located?

Howard Hammond is based in CINCINNATI, Ohio, last registered with FIFTH THIRD SECURITIES, INC..

How does Howard Hammond charge for services?

Howard Hammond's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIFTH THIRD SECURITIES, INC.?

FIFTH THIRD SECURITIES, INC. has approximately 1228 employees and manages $8.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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