Unclaimed Profile

Erik James Christman

SIENA CAPITAL, LLC·CINCINNATI, Ohio

SIE, Series 7, Series 24, Series 66Clean record22 years registeredSIENA CAPITAL, LLC

8044 MONTGOMERY ROAD, CINCINNATI, OH 45236CRD# 3059951Firm CRD# 282843

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Erik James Christman · CINCINNATI, OH

Registration

CRD #3059951 · SIENA CAPITAL, LLC · 22 years registered

Brand Profile

Not yet started

Career History

FOCUS PARTNERS WEALTH, LLC

Jul 2024 – present

BUCKINGHAM STRATEGIC WEALTH, LLC

Feb 2023 – Nov 2024

CINCINNATI, OH

OXFORD FINANCIAL PARTNERS

May 2016 – Feb 2023

CINCINNATI, OH

LINCOLN FINANCIAL ADVISORS CORPORATION

Jan 2004 – May 2016

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · January 9, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SIENA CAPITAL, LLC

CRD 282843 · SEC 801-107713

AUM

$278M

Regulatory assets under management

Employees

525 client accounts

Services offered by SIENA CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SIENA CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Erik James Christman offer?

Erik James Christman specializes in Financial Planning, Investment Management. Contact their office in CINCINNATI, Ohio for a consultation.

What are Erik James Christman's credentials?

Erik James Christman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Erik James Christman located?

Erik James Christman is based in CINCINNATI, Ohio, working with SIENA CAPITAL, LLC. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does Erik James Christman charge for services?

Erik James Christman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SIENA CAPITAL, LLC?

SIENA CAPITAL, LLC has approximately 5 employees and manages $278M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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