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SIENA CAPITAL, LLC
SIENA CAPITAL, LLC
OXFORD FINANCIAL PARTNERS
CINCINNATI, Ohio
·
2 registered advisors
·
CRD# 282843
SEC# 801-107713
0
513-469-7014
01
Firm Overview
AUM
$278M
Regulatory assets under management
Employees
5
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Compensation
Percentage of AUM
Subscription fees
03
Specialties
Financial Planning
Investment Management
04
Advisors at SIENA CAPITAL, LLC
2 registered advisors
Erik James Christman
CINCINNATI, Ohio
CRD# 3059951
Patrick Joseph Walsh
CINCINNATI, Ohio
CRD# 5412738
05
Office Locations
CINCINNATI, Ohio
2 advisors
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Data sourced from SEC Form ADV filings. SIENA CAPITAL, LLC (CRD# 282843) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.