Unclaimed Profile

David Edward Briggs

FIFTH THIRD WEALTH ADVISORS LLC·CINCINNATI, Ohio

SIE, Series 7, Series 24, Series 63, Series 65Clean record12 years registeredFIFTH THIRD WEALTH ADVISORS LLC

38 FOUNTAIN SQUARE PLAZA, CINCINNATI, OH 45263CRD# 5291010Firm CRD# 313015

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Edward Briggs · CINCINNATI, OH

Registration

CRD #5291010 · FIFTH THIRD WEALTH ADVISORS LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIFTH THIRD WEALTH ADVISORS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 2014 – Jun 2016

NASHVILLE, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · April 23, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIFTH THIRD WEALTH ADVISORS LLC

CRD 313015 · SEC 801-122096

AUM

$572M

Regulatory assets under management

Employees

389 client accounts

Services offered by FIFTH THIRD WEALTH ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIFTH THIRD WEALTH ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does David Edward Briggs offer?

David Edward Briggs specializes in Financial Planning, Investment Management, Wealth Management.

What are David Edward Briggs's credentials?

David Edward Briggs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Edward Briggs located?

David Edward Briggs is based in CINCINNATI, Ohio, last registered with FIFTH THIRD WEALTH ADVISORS LLC.

How does David Edward Briggs charge for services?

David Edward Briggs's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIFTH THIRD WEALTH ADVISORS LLC?

FIFTH THIRD WEALTH ADVISORS LLC has approximately 47 employees and manages $572M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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