Unclaimed Profile

Daniel Edward Souders

SOUDERS FINANCIAL ADVISORS, LLC·CINCINNATI, Ohio

SIE, Series 6, Series 7, Series 24, Series 63CFPClean record24 years registeredSOUDERS FINANCIAL ADVISORS, LLC

5968 BRIDGETOWN ROAD, CINCINNATI, OH 45248CRD# 1999479Firm CRD# 296780

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Edward Souders · CINCINNATI, OH

Registration

CRD #1999479 · SOUDERS FINANCIAL ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

SOUDERS FINANCIAL ADVISORS, LLC

Jun 2018 – present

LPL FINANCIAL LLC

Jan 2013 – Jun 2013

CINCINNATI, OH

ADVANTAGE INVESTMENT MANAGEMENT, LLC

Dec 2008 – Jun 2018

CINCINNATI, OH

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Jun 2003 – Dec 2010

CINCINNATI, OH

WALNUT STREET ADVISERS INC

Jan 2002 – Jun 2003

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Registration record

First registered · January 16, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOUDERS FINANCIAL ADVISORS, LLC

CRD 296780 · SEC 801-113263

AUM

$890M

Regulatory assets under management

Employees

3,050 client accounts

Services offered by SOUDERS FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SOUDERS FINANCIAL ADVISORS, LLC →

Introduction

Speak with Daniel

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Daniel is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CINCINNATI?

Browse all registered financial advisors in CINCINNATI, Ohio or claim this profile if it's yours.

Browse CINCINNATI Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Daniel Edward Souders offer?

Daniel Edward Souders specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CINCINNATI, Ohio for a consultation.

What are Daniel Edward Souders's credentials?

Daniel Edward Souders holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Daniel Edward Souders located?

Daniel Edward Souders is based in CINCINNATI, Ohio, working with SOUDERS FINANCIAL ADVISORS, LLC. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does Daniel Edward Souders charge for services?

Daniel Edward Souders's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUDERS FINANCIAL ADVISORS, LLC?

SOUDERS FINANCIAL ADVISORS, LLC has approximately 19 employees and manages $890M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →