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Christopher Scott Stratmoen

FIFTH THIRD SECURITIES, INC.·CINCINNATI, Ohio
SIE, Series 27, Series 99TOClean recordFIFTH THIRD SECURITIES, INC.
34 FOUNTAIN SQUARE PLAZA, CINCINNATI, OH 45263CRD# 5873893Firm CRD# 628

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Christopher Scott Stratmoen · CINCINNATI, OH
Registration
CRD #5873893 · FIFTH THIRD SECURITIES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 27
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
FIFTH THIRD SECURITIES, INC.
CRD 628 · SEC 801-63623
AUM
$8.0B
Regulatory assets under management
Employees
1,228
40,143 client accounts
Services offered by FIFTH THIRD SECURITIES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at FIFTH THIRD SECURITIES, INC. →
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Frequently Asked Questions

What services does Christopher Scott Stratmoen offer?
Christopher Scott Stratmoen specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CINCINNATI, Ohio for a consultation.
What are Christopher Scott Stratmoen's credentials?
Christopher Scott Stratmoen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Christopher Scott Stratmoen located?
Christopher Scott Stratmoen is based in CINCINNATI, Ohio, working with FIFTH THIRD SECURITIES, INC.. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.
How does Christopher Scott Stratmoen charge for services?
Christopher Scott Stratmoen's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIFTH THIRD SECURITIES, INC.?
FIFTH THIRD SECURITIES, INC. has approximately 1228 employees and manages $8.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FIFTH THIRD SECURITIES, INC.

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Justin Michael Overmann
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Robert Franklin Marcus
CINCINNATI, OH
Timothy Lyons
CINCINNATI, OH
Shannon Johnson Mobley
CINCINNATI, OH

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