Unclaimed Profile

Charles Frederick Hais

QUEEN CITY CAPITAL MANAGEMENT, LLC·CINCINNATI, Ohio

SIE, Series 6, Series 7, Series 24, Series 63, Series 66, Series 99TOChFCClean record24 years registeredQUEEN CITY CAPITAL MANAGEMENT, LLC

212 EAST THIRD STREET, CINCINNATI, OH 45202CRD# 1758717Firm CRD# 162785

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Frederick Hais · CINCINNATI, OH

Registration

CRD #1758717 · QUEEN CITY CAPITAL MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Jun 2024 – present

SECURITIES AMERICA ADVISORS, INC.

Jan 2009 – Jun 2024

CINCINNATI, OH

BRECEK & YOUNG ADVISORS, INC.

Dec 2008 – Jan 2009

CINCINNATI, OH

BRECEK & YOUNG ADVISORS, INC.

Oct 2001 – Dec 2008

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 66

Series 99TO

Registration record

First registered · October 10, 2001

Years registered · 24

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

QUEEN CITY CAPITAL MANAGEMENT, LLC

CRD 162785 · SEC 801-76921

AUM

$100M

Regulatory assets under management

Employees

280 client accounts

Services offered by QUEEN CITY CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at QUEEN CITY CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Frederick Hais offer?

Charles Frederick Hais specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CINCINNATI, Ohio for a consultation.

What are Charles Frederick Hais's credentials?

Charles Frederick Hais holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Charles Frederick Hais located?

Charles Frederick Hais is based in CINCINNATI, Ohio, working with QUEEN CITY CAPITAL MANAGEMENT, LLC. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does Charles Frederick Hais charge for services?

Charles Frederick Hais's firm is compensated through percentage of aum, hourly charges, subscription fees, other: sub adviser fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUEEN CITY CAPITAL MANAGEMENT, LLC?

QUEEN CITY CAPITAL MANAGEMENT, LLC has approximately 3 employees and manages $100M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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