Unclaimed Profile

Amy Rebecca Bender

THE FINANCIAL NETWORK GROUP, LTD·CINCINNATI, Ohio

SIE, Series 3, Series 7, Series 9, Series 10, Series 63, Series 65Clean record22 years registeredTHE FINANCIAL NETWORK GROUP, LTD

7890 E KEMPER ROAD, SUITE 200, CINCINNATI, OH 45249CRD# 4534365Firm CRD# 106619

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Amy Rebecca Bender · CINCINNATI, OH

Registration

CRD #4534365 · THE FINANCIAL NETWORK GROUP, LTD · 22 years registered

Brand Profile

Not yet started

Career History

UBS FINANCIAL SERVICES INC.

Sep 2016 – present

SIMPLY MONEY ADVISORS

Dec 2014 – Aug 2016

CINCINNATI, OH

UBS FINANCIAL SERVICES INC.

Oct 2007 – Dec 2014

CINCINNATI, OH

ROBERT W. BAIRD & CO. INCORPORATED

Mar 2004 – Sep 2007

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · March 4, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE FINANCIAL NETWORK GROUP, LTD

CRD 106619 · SEC 801-49136

AUM

$788M

Regulatory assets under management

Employees

1,849 client accounts

Services offered by THE FINANCIAL NETWORK GROUP, LTD

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at THE FINANCIAL NETWORK GROUP, LTD →

Introduction

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Frequently Asked Questions

What services does Amy Rebecca Bender offer?

Amy Rebecca Bender specializes in Financial Planning, Investment Management. Contact their office in CINCINNATI, Ohio for a consultation.

What are Amy Rebecca Bender's credentials?

Amy Rebecca Bender is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Amy Rebecca Bender located?

Amy Rebecca Bender is based in CINCINNATI, Ohio, working with THE FINANCIAL NETWORK GROUP, LTD. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does Amy Rebecca Bender charge for services?

Amy Rebecca Bender's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE FINANCIAL NETWORK GROUP, LTD?

THE FINANCIAL NETWORK GROUP, LTD has approximately 28 employees and manages $788M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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